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Searching... Futures Trading Terms
Found in dictionaries: 3
  • Futures Trading Terms - 3
Search query: self-regulatory organization
Found: 3
1. National Futures Association (NFA)
Authorized by Congress in 1974 and designated by the CFTC in 1982 as a “registered futures association,” NFA is the industrywide self-regulatory organization of the futures industry. …
2. Self-Regulatory Organization (SRO)
Self-regulatory organizations (i.e., the futures exchanges and National Futures Association) enforce minimum financial and sales practice requirements for their members. See also:…
3. Designated Self-Regulatory Organization (DSRO)
When a Futures Commission Merchant (FCM) is a member of more than one Self-Regulatory Organization (SRO), the SROs may decide among themselves which of them will be primarily responsible…


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